Publications by Type: Working Paper

Working Paper
Differentially Private Survey Research
Georgina Evans, Gary King, Adam D. Smith, and Abhradeep Thakurta. Working Paper. “Differentially Private Survey Research”.Abstract
Survey researchers have long sought to protect the privacy of their respondents via de-identification (removing names and other directly identifying information) before sharing data. Although these procedures can help, recent research demonstrates that they fail to protect respondents from intentional re-identification attacks, a problem that threatens to undermine vast survey enterprises in academia, government, and industry. This is especially a problem in political science because political beliefs are not merely the subject of our scholarship; they represent some of the most important information respondents want to keep private. We confirm the problem in practice by re-identifying individuals from a survey about a controversial referendum declaring life beginning at conception. We build on the concept of "differential privacy" to offer new data sharing procedures with mathematical guarantees for protecting respondent privacy and statistical validity guarantees for social scientists analyzing differentially private data.  The cost of these new procedures is larger standard errors, which can be overcome with somewhat larger sample sizes.
Education and Scholarship by Video
Gary King. Working Paper. “Education and Scholarship by Video”. [Direct link to paper]Abstract

When word processors were first introduced into the workplace, they turned scholars into typists. But they also improved our work: Turnaround time for new drafts dropped from days to seconds. Rewriting became easier and more common, and our papers, educational efforts, and research output improved. I discuss the advantages of and mechanisms for doing the same with do-it-yourself video recordings of research talks and class lectures, so that they may become a fully respected channel for scholarly output and education, alongside books and articles. I consider innovations in video design to optimize education and communication, along with technology to make this change possible.

My recorded videos are here.

Evaluating COVID-19 Public Health Messaging in Italy: Self-Reported Compliance and Growing Mental Health Concerns
Soubhik Barari, Stefano Caria, Antonio Davola, Paolo Falco, Thiemo Fetzer, Stefano Fiorin, Lukas Hensel, Andriy Ivchenko, Jon Jachimowicz, Gary King, Gordon Kraft-Todd, Alice Ledda, Mary MacLennan, Lucian Mutoi, Claudio Pagani, Elena Reutskaja, Christopher Roth, and Federico Raimondi Slepoi. Working Paper. “Evaluating COVID-19 Public Health Messaging in Italy: Self-Reported Compliance and Growing Mental Health Concerns”. Publisher's VersionAbstract

Purpose: The COVID-19 death-rate in Italy continues to climb, surpassing that in every other country. We implement one of the first nationally representative surveys about this unprecedented public health crisis and use it to evaluate the Italian government’ public health efforts and citizen responses. 
Findings: (1) Public health messaging is being heard. Except for slightly lower compliance among young adults, all subgroups we studied understand how to keep themselves and others safe from the SARS-Cov-2 virus. Remarkably, even those who do not trust the government, or think the government has been untruthful about the crisis believe the messaging and claim to be acting in accordance. (2) The quarantine is beginning to have serious negative effects on the population’s mental health.
Policy Recommendations: Communications focus should move from explaining to citizens that they should stay at home to what they can do there. We need interventions that make staying at home and following public health protocols more desirable. These interventions could include virtual social interactions, such as online social reading activities, classes, exercise routines, etc. — all designed to reduce the boredom of long term social isolation and to increase the attractiveness of following public health recommendations. Interventions like these will grow in importance as the crisis wears on around the world, and staying inside wears on people.

Replication data for this study in dataverse

How Human Subjects Research Rules Mislead You and Your University, and What to Do About it
Gary King and Melissa Sands. Working Paper. “How Human Subjects Research Rules Mislead You and Your University, and What to Do About it”.Abstract

Universities require faculty and students planning research involving human subjects to pass formal certification tests and then submit research plans for prior approval. Those who diligently take the tests may better understand certain important legal requirements but, at the same time, are often misled into thinking they can apply these rules to their own work which, in fact, they are not permitted to do. They will also be missing many other legal requirements not mentioned in their training but which govern their behaviors. Finally, the training leaves them likely to completely misunderstand the essentially political situation they find themselves in. The resulting risks to their universities, collaborators, and careers may be catastrophic, in addition to contributing to the more common ordinary frustrations of researchers with the system. To avoid these problems, faculty and students conducting research about and for the public need to understand that they are public figures, to whom different rules apply, ones that political scientists have long studied. University administrators (and faculty in their part-time roles as administrators) need to reorient their perspectives as well. University research compliance bureaucracies have grown, in well-meaning but sometimes unproductive ways that are not required by federal laws or guidelines. We offer advice to faculty and students for how to deal with the system as it exists now, and suggestions for changes in university research compliance bureaucracies, that should benefit faculty, students, staff, university budgets, and our research subjects.

PSI (Ψ): a Private data Sharing Interface
Marco Gaboardi, James Honaker, Gary King, Kobbi Nissim, Jonathan Ullman, and Salil Vadhan. Working Paper. “PSI (Ψ): a Private data Sharing Interface”. Publisher's VersionAbstract

We provide an overview of PSI ("a Private data Sharing Interface"), a system we are developing to enable researchers in the social sciences and other fields to share and explore privacy-sensitive datasets with the strong privacy protections of differential privacy.

Statistically Valid Inferences from Differentially Private Data Releases, II: Extensions to Nonlinear Transformations
Georgina Evans and Gary King. Working Paper. “Statistically Valid Inferences from Differentially Private Data Releases, II: Extensions to Nonlinear Transformations”.Abstract

We extend Evans and King (Forthcoming, 2021) to nonlinear transformations, using proportions and weighted averages as our running examples.

Statistically Valid Inferences from Privacy Protected Data
Georgina Evans, Gary King, Margaret Schwenzfeier, and Abhradeep Thakurta. Working Paper. “Statistically Valid Inferences from Privacy Protected Data”.Abstract
 Unprecedented quantities of data that could help social scientists understand and ameliorate the challenges of human society are presently locked away inside companies, governments, and other organizations, in part because of privacy concerns. We address this problem with a general-purpose data access and analysis system with mathematical guarantees of privacy for research subjects, and statistical validity guarantees for researchers seeking social science insights. We build on the standard of ``differential privacy,'' correct for biases induced by the privacy-preserving procedures, provide a proper accounting of uncertainty, and impose minimal constraints on the choice of statistical methods and quantities estimated. We also replicate two recent published articles and show how we can obtain approximately the same substantive results while simultaneously protecting the privacy. Our approach is simple to use and computationally efficient; we also offer open source software that implements all our methods.
Expert Report of Gary King, in Bowyer et al. v. Ducey (Governor) et al., US District Court, District of Arizona
Gary King. 2020. “Expert Report of Gary King, in Bowyer et al. v. Ducey (Governor) et al., US District Court, District of Arizona”.Abstract

In this report, I evaluate evidence described and conclusions drawn in several Exhibits in this case offered by the Plaintiffs. I conclude that the evidence is insufficient to support conclusions about election fraud. Throughout, the authors break the chain of evidence repeatedly – from the 2020 election, to the data analyzed, to the quantitative results presented, to the conclusions drawn – and as such cannot be relied on. In addition, the Exhibits make many crucial assumptions without justification, discussion, or even recognition – each of which can lead to substantial bias, and which was unrecognized and uncorrected. The data analytic and statistical procedures used in the Exhibits for data providence, data analysis, replication information, and statistical analysis all violate professional standards and should be disregarded.

The Court's ruling in this case concluded "Not only have Plaintiffs failed to provide the Court with factual support for their extraordinary claims, but they have wholly failed to establish that they have standing for the Court to consider them. Allegations that find favor in the public sphere of gossip and innuendo cannot be a substitute for earnest pleadings and procedure in federal court. They most certainly cannot be the basis for upending Arizona’s 2020 General Election. The Court is left with no alternative but to dismiss this matter in its entirety."

[Thanks to Soubhik Barari for research assistance.]

Google Flu Trends Still Appears Sick: An Evaluation of the 2013‐2014 Flu Season
David Lazer, Ryan Kennedy, Gary King, and Alessandro Vespignani. 2014. “Google Flu Trends Still Appears Sick: An Evaluation of the 2013‐2014 Flu Season”.Abstract
Last year was difficult for Google Flu Trends (GFT). In early 2013, Nature reported that GFT was estimating more than double the percentage of doctor visits for influenza like illness than the Centers for Disease Control and Prevention s (CDC) sentinel reports during the 2012 2013 flu season (1). Given that GFT was designed to forecast upcoming CDC reports, this was a problematic finding. In March 2014, our report in Science found that the overestimation problem in GFT was also present in the 2011 2012 flu season (2). The report also found strong evidence of autocorrelation and seasonality in the GFT errors, and presented evidence that the issues were likely, at least in part, due to modifications made by Google s search algorithm and the decision by GFT engineers not to use previous CDC reports or seasonality estimates in their models what the article labeled algorithm dynamics and big data hubris respectively. Moreover, the report and the supporting online materials detailed how difficult/impossible it is to replicate the GFT results, undermining independent efforts to explore the source of GFT errors and formulate improvements.
Comparative Effectiveness of Matching Methods for Causal Inference
Gary King, Richard Nielsen, Carter Coberley, James E. Pope, and Aaron Wells. 2011. “Comparative Effectiveness of Matching Methods for Causal Inference”.Abstract

Matching is an increasingly popular method of causal inference in observational data, but following methodological best practices has proven difficult for applied researchers. We address this problem by providing a simple graphical approach for choosing among the numerous possible matching solutions generated by three methods: the venerable ``Mahalanobis Distance Matching'' (MDM), the commonly used ``Propensity Score Matching'' (PSM), and a newer approach called ``Coarsened Exact Matching'' (CEM). In the process of using our approach, we also discover that PSM often approximates random matching, both in many real applications and in data simulated by the processes that fit PSM theory. Moreover, contrary to conventional wisdom, random matching is not benign: it (and thus PSM) can often degrade inferences relative to not matching at all. We find that MDM and CEM do not have this problem, and in practice CEM usually outperforms the other two approaches. However, with our comparative graphical approach and easy-to-follow procedures, focus can be on choosing a matching solution for a particular application, which is what may improve inferences, rather than the particular method used to generate it.

Please see our follow up paper on this topic: Why Propensity Scores Should Not Be Used for Matching.

How Not to Lie Without Statistics
Gary King and Eleanor Neff Powell. 2008. “How Not to Lie Without Statistics”.Abstract
We highlight, and suggest ways to avoid, a large number of common misunderstandings in the literature about best practices in qualitative research. We discuss these issues in four areas: theory and data, qualitative and quantitative strategies, causation and explanation, and selection bias. Some of the misunderstandings involve incendiary debates within our discipline that are readily resolved either directly or with results known in research areas that happen to be unknown to political scientists. Many of these misunderstandings can also be found in quantitative research, often with different names, and some of which can be fixed with reference to ideas better understood in the qualitative methods literature. Our goal is to improve the ability of quantitatively and qualitatively oriented scholars to enjoy the advantages of insights from both areas. Thus, throughout, we attempt to construct specific practical guidelines that can be used to improve actual qualitative research designs, not only the qualitative methods literatures that talk about them.